Regulation and Supervision of the Government Securities Market: Hearing Before the Subcommittee on Domestic Monetary Policy of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, Ninety-ninth Congress, First Session on H.R. 2521 ... H.R. 1896 ... July 9, 1985U.S. Government Printing Office, 1985 - Broj stranica: 482 |
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additional agency securities approach auditing believe bill book-entry system broker screens capital adequacy guidelines Chairman FAUNTROY Chairman VOLCKER clearing banks collateral commentators Commission requests Congress costs covered dealer currently custodian customers deal debt delivery Domestic Monetary Policy efficient enforcement ESM and BBS Exchange Act Rel Exchange Commission Federal Reserve Bank Federal Reserve Board Federal Reserve System firms fraud FRBNY GFOA GNMA government securities dealers government securities market inspection interest investment investors issues John S.R. Shad Lazard legislation liquidity market participants marketplace ment securities million MSRB municipal securities NASD NIEHENKE non-primary dealers nonprimary operations oversight practices primary dealers problems proposal protect question registered broker-dealers regulation repo repurchase agreements repurchase transactions requirements response risk rulemaking rulemaking authority rules secondary dealers secondary market Securities Exchange Act self-regulatory Shad specific Subcommittee on Domestic tion Treasury securities U.S. Government voluntary York Fed
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Stranica 317 - ... to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to provide safeguards against unreasonable profits or unreasonable rates of commissions or other charges, and, in general, to protect investors and the public interest...
Stranica 202 - Federal examination of financial institutions by the Office of the Comptroller of the Currency, the Federal Deposit Insurance Corporation, the Board of Governors of the Federal Reserve System, the Office of Thrift Supervision and the National Credit Union Administration, and make recommendations to promote uniformity in the supervision of these financial institutions.
Stranica 344 - THE SUBCOMMITTEE ON COMMERCE, CONSUMER AND MONETARY AFFAIRS OF THE HOUSE COMMITTEE ON GOVERNMENT OPERATIONS Chairman Barnard and members of the Subcommittee: I welcome this opportunity to testify concerning the government securities market.
Stranica 100 - ... the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, the Comptroller of the Currency, the Federal Home Loan Bank Board, the Federal Savings and Loan Insurance Corporation, or the National Credit Union Administration. (8) The term "National Institute of Building Sciences" means the institute established by section 809 of the Housing and Community Development Act of 1974.
Stranica 227 - Appendix C to Statement by Paul A. Voicker, Chairman, Board of Governors of the Federal Reserve System, before the Subcommittee on Commerce. Consumer and Monetary Affairs of the Committee on Government Operations of the US House of Representatives, June ll.
Stranica 464 - Because there had been no showing that the cooperative- "possesses market power or unique- access to a business element necessary for effective competition," the Court directed consideration under the "rule of reason" of all relevant circumstances, motives, justifications and competitive effects.
Stranica 352 - Board, the National Credit Union Administration and the Office of the Comptroller of the Currency conduct examinations" that warrant "consideration by Service officials for possible tax implications.
Stranica 276 - Persons making written submissions should file six copies thereof with the Secretary. Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549. Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any...
Stranica 472 - Federal Reserve Bank of New York, 33 Liberty Street, New York, NY 10045.
Stranica 64 - Depository, or a savings institution in which such accounts are insured by the Federal Deposit Insurance Corporation or the Federal Savings and Loan Insurance Corporation.