The Safe banking act of 1977: hearings before the Subcommittee on Financial Institutions Supervision, Regulation, and Insurance of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, Ninety-fifth Congress, first session, on H.R. 9086U.S. Government Printing Office, 1977 |
Uobičajeni izrazi i fraze
abuse administrative adversely classified affirmative action AFL-CIO amendments amount authority balance bank examiners bank holding companies Bank ordered bank regulators bank regulatory bank's believe bill board of directors capital CAVANAUGH cease and desist Chairman LEMAISTRE Chairman ST GERMAIN classified assets Commission Committee Comptroller Congress Corporation December 31 depositors desist from unsafe Desist order entered disclosure enforcement Exchange Act FDIC Federal Bank Federal Deposit Insurance Federal Reserve Act Federal Reserve Board Federal Reserve System financial institutions funds Heimann insider loans Investment Company JIM MATTOX legislation ment mutual savings banks National Bank Nonmember ordered to cease overdrafts percent person practices and take problem banks prohibition proposed registrant regulatory agencies ROUSSELOT Safe Banking Act savings and loan Section securities shareholders statement Steadman Subcommittee subsidiaries supervision supervisory agencies take affirmative action tion transactions unsafe and unsound unsound practices violations
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Stranica 2632 - ... or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person, or any relative of such spouse. who has the same home as such person or who Is a director or officer of the bank or any of its parents or subsidiaries.
Stranica 2812 - It shall be unlawful for any person to make any untrue statement of a material fact or omit to state any material fact necessary In order to make the statements made. In the light of the circumstances under which they are made, not misleading, or to engage in any fraudulent, deceptive, or manipulative acts or practices.
Stranica 2775 - To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading...
Stranica 2318 - The Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation...
Stranica 2792 - ... (1) acting as agent, to accept from any source any compensation (other than a regular salary or wages from such registered company) for the purchase or sale of any property to or for such registered company or any controlled company thereof, except in the course of such person's business as an underwriter or broker...
Stranica 2822 - SEC. 9. [80a-9] (a) It shall be unlawful for any of the following persons to serve or act in the capacity of employee, officer, director, member of an advisory board, investment adviser, or depositor...
Stranica 2802 - An omitted fact is material if there is a substantial likelihood that a reasonable shareholder would consider it important in deciding how to vote.
Stranica 3159 - ... or has committed or engaged in any act, omission, or practice which constitutes a breach of his fiduciary duty as such director or officer, and the Board determines that the bank has suffered or will probably suffer substantial financial loss or other damage...
Stranica 2706 - Governors of the Federal Reserve Board, the Comptroller of the Currency, and the Federal Deposit Insurance Corporation have adopted rules which these bank agencies have indicated are substantially similar to the corresponding Commission rules.
Stranica 2751 - affiliate' of, or a person 'affiliated' with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. "(f) Control. The term 'control' (including the terms 'controlling,