 underwriter" means any person who has purchased from an issuer with a view to, or offers or' sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect participation in any such undertaking, or...  Decisions and Reports - Stranica 386napisao/la United States. Securities and Exchange Commission - 1960Potpun prikaz - O ovoj knjizi
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - Broj stranica: 580
...unincorporated . (18) The term "underwriter" means any person who has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution...or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking;... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - Broj stranica: 580
...unincorporated. (18) The term "underwriter" means any person who has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution...or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking;... | |
 | United States. Congress. Senate. Committee on Finance - 1939 - Broj stranica: 1104
...executed. " (4) The term 'underwriter' means any person who has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution...or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertakng;... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - Broj stranica: 106
...securities. (3) The term "underwriter" means any person who has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution...or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking;... | |
 | United States. Securities and Exchange Commission - 1941 - Broj stranica: 1690
...underwriters. An underwriter, as defined in the Act, is one "who has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution...or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking;... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - Broj stranica: 98
...securities. (3) The term "underwriter" means any person who has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution...or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking;... | |
 | United States. Securities and Exchange Commission - 1940 - Broj stranica: 1240
...: The term "underwriter" means any person who has purchased from an Issuer with a view to, or Bells for an Issuer In connection with, the distribution...or Indirect participation In any such undertaking, or participates or has a participation In the direct or Indirect underwriting of any such undertaking... | |
 | United States. Securities and Exchange Commission - 1956 - Broj stranica: 716
...Securities Act defines an underwriter as "any person who has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution of any security," and provides further that "As used in this paragraph the term 'issuer' shall include, in addition to... | |
 | United States. Securities and Exchange Commission - 1953 - Broj stranica: 824
...1. WAS RESPONDENT AN "UNDEBWBITEB"? Section 2 (11) defines an "underwriter" as any person who . . . sells for an Issuer in connection with, the distribution of any security ... As used in this paragraph the term "issuer" shall Include . . . any person . . . controlling .... | |
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