 The statement required under subsection (a) shall certify that the periodic report containing the financial statements fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934 (15 USC 78m or 78o(d)) and that...  National infrastructure protection plan - Stranica 137napisao/la United States. Department of Homeland Security - 2006 - Broj stranica: 197Potpun prikaz - O ovoj knjizi
 | Marc I. Steinberg - 1984 - Broj stranica: 1220
...Securities Exchange Act of 1934 (15 USC [§§] 78m or 78o(d)) and that information contained in the periodic report fairly presents, in all material respects, the financial condition and results of operations of the issuer. "(c) CRIMINAL PENALTIES - Whoever (1) certifies any statement as set forth... | |
 | Jane K. Winn, Benjamin Wright - 2000 - Broj stranica: 2519
...or 15(d) of the Securities Exchange Act of 1934 . . . and that information contained in the periodic report fairly presents, in all material respects, the financial condition and results of operations of the issuer." Certifying a periodic report while "knowing" that it does not comport with... | |
 | John H. Mathias, David M. Kroeger, Matthew M. Neumeier, Jerry J. Burgdoerfer - 2000 - Broj stranica: 716
...Roundtable Moderated by Charles Elson," Harv. Bus. Rev., Jan. 2003, at 68, 76. contained in the periodic report fairly presents, in all material respects, the financial condition and results of operations of the issuer. Violations of this provision subject the violator to criminal penalties.... | |
 | Jonathan M. Hoff, Lawrence A. Larose, Frank J. Scaturro - 2002 - Broj stranica: 706
...of Section 13(a) or I5(d) of the Securities Exchange Act of 1934; and 2. The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: (Signature) ICEO/CFOI CHAPTER 6 Dealing with Stockholders Chapter... | |
 | United States. General Accounting Office - 2002 - Broj stranica: 276
...Sections 13(a) and 15(d) of the Exchange Act, and that the information contained in the periodic reports fairly presents, in all material respects, the financial condition and results of operations of the issuer. Certifying a report while knowing that it does not comport with all of the... | |
 | Paul R. Niven - 2003 - Broj stranica: 320
...officer (CEO) and chief financial officer (CFO) that reports fully comply with the requirements of securities laws and that the information in the report...material respects, the financial condition and results of operations of the company. Basically, company executives are making a pledge that what is in their... | |
 | United States - 2003 - Broj stranica: 962
...Securities Exchange Act pf i 1934 (15 USC 78m or 78o(d)) and that information contained in the periodic report fairly presents, in all material respects, the financial condition and results of operations of the issuer. (c) CRIMINAL PENALTIES.— Whoever— (1) certifies any statement as set... | |
 | Jonathan Fisher - 2003 - Broj stranica: 734
...reports comply with accounting requirements, and that the information contained in the financial reports "fairly presents, in all material respects, the financial condition and results" of the company. In other words, the onus for making accurate reports no longer rests on the company and its... | |
 | Dennis Campbell, Susan Woodley - 2004 - Broj stranica: 390
...of all SEC-registered companies to certify in each periodic report containing financial statements that the information in the report fairly presents,...material respects, the financial condition and results of operation of the company and that the report fully complies with the requirements of Section 13(a)... | |
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