Small Business Investment Act Amendments of 1961: Hearings Before Subcommittee No. 2. of the Committee on Banking and Currency, House of Representatives, Eighty-seventh Congress, First Session on H.R. 6672. August 1, 2, 3, and 4, 1961U.S. Government Printing Office, 1961 - Broj stranica: 130 |
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$1 million additional affiliated amendment amount authority banker Banking and Currency believe bill borrow Business Investment Act business investment companies capital and surplus Capital Corp CARY Chairman Committee on Banking CONGRESS THE LIBRARY Congressman corporation debentures DEVORE equity capital Exchange Commission exemption Federal financing funds Government HORNE HOWARD Industrial Development Corp insider trading interest intermediate bank investment banking investment banking firm Investment Company Act investment trusts investors issue lending LIBRARY OF CONGRES LIBRARY OF CONGRESS licensee limited loans long-term ment minimum-size company MULTER operations over-the-counter panies participate PATMAN percent person present problem profit prohibit provisions of section public offerings purchase purpose question registered restricted stock options REUSS RUVELSON SBIA SBIC program SBIC's SCRANTON section 16(b section 30(f Securities and Exchange Senate Small Business Administration small business concerns small business investment statement stockholders subcommittee tion trading U.S. Senate VANIK WRIGHT PATMAN
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Stranica 33 - Act, if and to the extent that such exemption is necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of the Investment Company Act.
Stranica 38 - Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of any equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer of the issuer of such security...
Stranica 40 - Board, as well as the Secretary of Commerce and the Administrator of the Small Business Administration.
Stranica 82 - No registered closed-end company shall sell any common stock of which it is the issuer at a price below the current net asset value of such stock...
Stranica 9 - The initial registration of such company on this form will be deemed to be filed under both the Securities Act of 1933 and the Investment Company Act of 1940 unless it is indicated that the filing is made only for the purpose of one of such acts.
Stranica 57 - State bank, or to the Board of Governors of the Federal Reserve System in the case of a State member bank, a statement with respect to such practices or violations for the purpose of securing the correction thereof.
Stranica 3 - I appear before you today in my capacity as president of the National Association of Small Business Investment Companies.
Stranica 126 - ... the Board of Governors of the Federal Reserve System, the Comptroller of the Currency, and the Federal Deposit Insurance Corporation — which we are doing.
Stranica 26 - Commission) shall be made available to the public, unless and except insofar as the Commission, by rules and regulations upon its own motion, or by order upon application finds that public disclosure is neither necessary nor appropriate in the public interest or for the protection of investors.
Stranica 102 - Congress should have the benefit of advice from the Board of Governors of the Federal Reserve System, the Comptroller of the Currency, and the Federal Deposit Insurance Corporation, particularly with regard to amount of increase.